SEC Form 4 · accession 0001209191-17-059588
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Gallopoulos
Officer — Senior VP, Gen. Counsel, Sec.
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 78,370 | $67.70 | A | 188,021 | D | |
| Common StockF1 | Nov 6, 2017 | S | 71,315 | $202.874 | D | 116,706 | D | |
| Common StockF2 | Nov 6, 2017 | S | 7,055 | $203.461 | D | 109,651 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $67.70 | Nov 6, 2017 | M | 78,370 | D | — | Mar 5, 2020 | Common Stock | 78,370 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $202.34 to $203.340. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Sale prices ranged from $203.345 to $203.84. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F3Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.