SEC Form 4 · accession 0001209191-17-036721
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Marzilli
Officer — Vice President
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 43,890 | $67.70 | A | 107,857 | D | |
| Common StockF1 | May 30, 2017 | S | 41,900 | $201.341 | D | 65,957 | D | |
| Common StockF2 | May 30, 2017 | S | 1,990 | $202.018 | D | 63,967 | D | |
| Common StockF3 | holding | — | — | — | 1,024 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $67.70 | May 30, 2017 | M | 43,890 | D | — | Mar 5, 2020 | Common Stock | 43,890 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $200.95 to $201.94. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Sale prices ranged from $201.95 to $202.07. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F3Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F4Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.