SEC Form 4 · accession 0001209191-17-023811
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lagrand Burns
Officer — Vice President
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2017 | M | 28,520 | $67.70 | A | 48,453 | D | |
| Common StockF1 | Mar 29, 2017 | S | 16,320 | $187.818 | D | 32,133 | D | |
| Common StockF2 | Mar 29, 2017 | S | 2,755 | $188.306 | D | 29,378 | D | |
| Common StockF3 | holding | — | — | — | 1,030 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $67.70 | Mar 29, 2017 | M | 28,520 | D | — | Mar 5, 2020 | Common Stock | 28,520 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $187.24 to $188.23. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Sale prices ranged from $188.24 to $188.40. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F3Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F4Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.