SEC Form 4 · accession 0001209191-17-022936
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary T Barra
Director
Period of report
Mar 24, 2017
Accepted (ET)
Mar 27, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | M | 5,280 | $74.30 | A | 11,636 | D | |
| Common Stock | Mar 24, 2017 | M | 4,580 | $71.01 | A | 16,216 | D | |
| Common StockF1 | Mar 24, 2017 | S | 9,860 | $188.067 | D | 6,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $74.30 | Mar 24, 2017 | M | 5,280 | D | — | Mar 14, 2018 | Common Stock | 5,280 | 0 | D |
| Stock OptionsF3 | $71.01 | Mar 24, 2017 | M | 4,580 | D | — | Mar 6, 2019 | Common Stock | 4,580 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $188.00 to $188.12. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Fifty percent became exercisable on 03/15/2012 and the remaining fifty percent became exercisable on 03/15/2013.
- F3Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.