SEC Form 4 · accession 0001209191-17-022933
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason W Aiken
Officer — Senior Vice President and CFO
Period of report
Mar 23, 2017
Accepted (ET)
Mar 27, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2017 | M | 21,500 | $71.01 | A | 72,877 | D | |
| Common Stock | Mar 23, 2017 | F | 15,853 | $190.24 | D | 57,024 | D | |
| Common StockF1 | holding | — | — | — | 11 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $71.01 | Mar 23, 2017 | M | 21,500 | D | — | Mar 6, 2019 | Common Stock | 21,500 | 0 | D |
Explanation of responses
- F1Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F2Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.