SEC Form 4 · accession 0001209191-17-015159
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phebe N Novakovic
Officer — Chairman and CEO · Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | Feb 24, 2017 | M | 75,000 | $71.01 | A | 436,355 | D | |
| Common Stock, $1.00 par value | Feb 24, 2017 | F | 52,998 | $189.59 | D | 383,357 | D | |
| Common Stock, $1.00 par valueF1 | holding | — | — | — | 4,864 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $71.01 | Feb 24, 2017 | M | 75,000 | D | — | Mar 6, 2019 | Common Stock | 75,000 | 14,720 | D |
Explanation of responses
- F1Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F2Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.