SEC Form 4 · accession 0001209191-17-006745
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Gallopoulos
Officer — Senior VP, Gen. Counsel, Sec.
Period of report
Jan 31, 2017
Accepted (ET)
Feb 1, 2017 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | Jan 31, 2017 | M | 39,860 | $71.01 | A | 146,534 | D | |
| Common Stock, $1.00 par valueF1 | Jan 31, 2017 | S | 23,155 | $179.42 | D | 123,379 | D | |
| Common Stock, $1.00 par valueF2 | Jan 31, 2017 | S | 16,605 | $180.767 | D | 106,774 | D | |
| Common Stock, $1.00 par value | Jan 31, 2017 | S | 100 | $181.20 | D | 106,674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $71.01 | Jan 31, 2017 | M | 39,860 | D | — | Mar 6, 2019 | Common Stock | 39,860 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $179.02 to $179.91. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Sale prices ranged from $180.16 to $181.13. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F3Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.