SEC Form 4 · accession 0001209191-17-001845
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phebe N Novakovic
Officer — Chairman and CEO · Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | Jan 3, 2017 | F | 56,490 | $175.49 | D | 361,114 | D | |
| Common Stock, $1.00 par valueF2 | holding | — | — | — | 4,844 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units.
- F2Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.