SEC Form 4 · accession 0001209191-16-150128

GENERAL DYNAMICS CORP · GD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Nov 10, 2016

Accepted (ET)

Nov 15, 2016 · 3:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000040533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1.00 par value^F1	Nov 10, 2016	A	40	$0.00	A	27,801	D
Common Stock, $1.00 par value	Nov 11, 2016	M	7,405	$71.01	A	35,206	D
Common Stock, $1.00 par value	Nov 11, 2016	M	6,715	$74.81	A	41,921	D
Common Stock, $1.00 par value^F2	Nov 11, 2016	S	10,259	$167.956	D	31,662	D
Common Stock, $1.00 par value^F3	holding	—	—		—	678	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4	$71.01	Nov 11, 2016	M	7,405	D	—	Mar 6, 2019	Common Stock	7,405	7,405	D
Stock Options^F5	$74.81	Nov 11, 2016	M	6,715	D	—	Mar 1, 2018	Common Stock	6,715	0	D

F1Represents accrued dividend equivalents on previously earned PRSUs.
F2Sale prices ranged from $167.94 to $168.03. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
F4Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.
F5Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.