SEC Form 4 · accession 0001209191-16-141099

GENERAL DYNAMICS CORP · GD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Sep 9, 2016

Accepted (ET)

Sep 13, 2016 · 2:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000040533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $1.00 par value	Sep 9, 2016	M	84,307	$67.70	A	157,176	D
Common Stock, $1.00 par value^F1	Sep 9, 2016	S	43,172	$150.583	D	114,004	D
Common Stock, $1.00 par value^F2	Sep 9, 2016	S	41,135	$151.288	D	72,869	D
Common Stock, $1.00 par value	Sep 12, 2016	M	3,483	$67.70	A	76,352	D
Common Stock, $1.00 par value^F3	Sep 12, 2016	S	3,483	$150.49	D	72,869	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4	$67.70	Sep 9, 2016	M	84,307	D	—	Mar 5, 2020	Common Stock	84,307	3,483	D
Stock Options^F4	$67.70	Sep 12, 2016	M	3,483	D	—	Mar 5, 2020	Common Stock	3,483	0	D

F1Sale prices ranged from $150.00 to $150.99. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2Sale prices ranged from $151.00 to $151.60. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3Sale prices ranged from $150.49 to $150.51. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F4Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.