SEC Form 4 · accession 0001209191-16-140503
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly A Kuryea
Officer — Vice President and Controller
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | Sep 6, 2016 | M | 5,635 | $74.81 | A | 36,412 | D | |
| Common Stock, $1.00 par valueF1 | Sep 6, 2016 | S | 4,117 | $154.556 | D | 32,295 | D | |
| Common Stock, $1.00 par value | holding | — | — | — | 1,000 | I | Held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $74.81 | Sep 6, 2016 | M | 5,635 | D | — | Mar 1, 2018 | Common Stock | 5,635 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $154.53 to $154.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.