SEC Form 4 · accession 0001209191-16-130929
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marguerite Amy Gilliland
Officer — Senior Vice President
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | Jul 1, 2016 | M | 6,515 | $74.81 | A | 24,327 | D | |
| Common Stock, $1.00 par value | Jul 1, 2016 | F | 4,672 | $140.99 | D | 19,655 | D | |
| Common Stock, $1.00 par valueF1 | holding | — | — | — | 671 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $74.81 | Jul 1, 2016 | M | 6,515 | D | — | Mar 1, 2018 | Common Stock | 6,515 | 0 | D |
Explanation of responses
- F1Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F2Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.