SEC Form 4 · accession 0001209191-16-119495
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phebe N Novakovic
Officer — Chairman and CEO · Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | May 10, 2016 | M | 97,120 | $74.81 | A | 490,489 | D | |
| Common Stock, $1.00 par value | May 10, 2016 | F | 74,130 | $144.99 | D | 416,359 | D | |
| Common Stock, $1.00 par valueF1 | holding | — | — | — | 4,798 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $74.81 | May 10, 2016 | M | 97,120 | D | — | Mar 1, 2018 | Common Stock | 97,120 | 0 | D |
Explanation of responses
- F1Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F2Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.