SEC Form 4 · accession 0001209191-16-100783
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Gallopoulos
Officer — Senior VP, Gen. Counsel, Sec.
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | Feb 18, 2016 | M | 60,890 | $74.81 | A | 171,630 | D | |
| Common Stock, $1.00 par valueF1 | Feb 18, 2016 | S | 60,890 | $134.474 | D | 110,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $74.81 | Feb 18, 2016 | M | 60,890 | D | — | Mar 1, 2018 | Common Stock | 60,890 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $134.20 to $134.81. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.