SEC Form 4 · accession 0001209191-15-078096
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Daniel Johnson
Officer — Executive Vice President
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | Oct 30, 2015 | M | 50,390 | $67.70 | A | 117,867 | D | |
| Common Stock, $1.00 par valueF1 | Oct 30, 2015 | S | 48,890 | $147.551 | D | 68,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $67.70 | Oct 30, 2015 | M | 50,390 | D | — | Mar 5, 2020 | Common Stock | 50,390 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $147.290 to $147.805. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.