SEC Form 4 · accession 0001209191-15-075020
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Malcolm
Director
Period of report
Oct 7, 2015
Accepted (ET)
Oct 9, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Oct 7, 2015 | A | 210 | $0.00 | A | 210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $140.87 | Oct 7, 2015 | A | 1,210 | A | — | Oct 6, 2025 | Common Stock | 1,210 | 1,210 | D |
Explanation of responses
- F1Represents shares of restricted stock subject to service-based vesting that will be released approximately four years after the grant date.
- F2Fifty percent will become exercisable 10/07/2017 and the remaining fifty percent will become exercisable 10/07/2018.