SEC Form 4 · accession 0001209191-15-012711
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Keane
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par value | Feb 11, 2015 | M | 5,410 | $73.49 | A | 13,213 | D | |
| Common Stock, $1.00 par valueF1 | Feb 11, 2015 | S | 5,410 | $137.215 | D | 7,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $73.49 | Feb 11, 2015 | M | 5,410 | D | — | Mar 2, 2015 | Common Stock | 5,410 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $137.200 to $137.227. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Fifty percent became exercisable on 03/03/2011 and the remaining fifty percent became exercisable on 03/03/2012.