SEC Form 4 · accession 0001209191-15-011540
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phebe N Novakovic
Officer — Chairman and CEO · Director
Period of report
May 9, 2014
Accepted (ET)
Feb 10, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Feb 6, 2015 | A | 27,535 | $0.00 | A | 342,551 | D | |
| Common Stock, $1.00 par valueF2 | May 9, 2014 | A | 370 | $0.00 | A | 342,921 | D | |
| Common Stock, $1.00 par valueF2 | Aug 8, 2014 | A | 359 | $0.00 | A | 343,280 | D | |
| Common Stock, $1.00 par valueF2 | Nov 14, 2014 | A | 294 | $0.00 | A | 343,574 | D | |
| Common Stock, $1.00 par valueF2 | Feb 6, 2015 | A | 302 | $0.00 | A | 343,876 | D | |
| Common Stock, $1.00 par valueF3 | holding | — | — | — | 4,682 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional performance restricted stock units (PRSUs) equal to accrued dividend equivalents on PRSUs originally granted in 2014 and additional units that were earned based on satisfaction of the performance metric, which was returned on invested capital. The PRSUs are subject to an additional three-year time-vesting period.
- F2Represents accrued dividend equivalents on PRSUs originally granted in 2013.
- F3Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.