SEC Form 4 · accession 0001193125-26-333260
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phebe N Novakovic
Officer — Chairman and CEO · Director
Period of report
Jul 31, 2026
Accepted (ET)
Aug 4, 2026 · 6:25 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2026 | M | 166,660 | $165.47 | A | 933,117 | D | |
| Common Stock | Jul 31, 2026 | F | 115,092 | $379.17 | D | 818,025 | D | |
| Common StockF1 | Aug 3, 2026 | S | 5,673 | $381.17 | D | 812,352 | D | |
| Common StockF2 | Aug 3, 2026 | S | 22,707 | $382.165 | D | 789,645 | D | |
| Common StockF3 | Aug 3, 2026 | S | 15,917 | $383.091 | D | 773,728 | D | |
| Common StockF4 | Aug 3, 2026 | S | 7,271 | $383.852 | D | 766,457 | D | |
| Common StockF5 | holding | — | — | — | 5,927 | I | 401(k) Plan | |
| Common StockF6 | holding | — | — | — | 30,000 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF7 | $165.47 | Jul 31, 2026 | M | 166,660 | D | — | Mar 3, 2030 | Common Stock | 166,660 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $380.575 to $381.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Sale prices ranged from $381.575 to $382.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F3Sale prices ranged from $382.58 to $383.575. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F4Sale prices ranged from $383.62 to $384.07. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F5Includes share activity under General Dynamics 401(k) plan since date of Reporting Person's last ownership report.
- F6Represents shares held by a limited liability company for which the Reporting Person serves as a manager and the members of which are trusts for the benefit of the Reporting Person's children.
- F7Fifty percent became exercisable on 03/04/2022, and the remaining fifty percent became exercisable on 03/04/2023.