SEC Form 4 · accession 0000913849-16-000673
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Crown
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | — | Nov 10, 2016 | A | 13 | A | — | — | Common Stock | 13 | 2,926 | D |
Explanation of responses
- F1Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.
- F2Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.