SEC Form 4 · accession 0000913849-16-000574
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Crown
Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 17, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 16, 2016 | A | 124 | $140.17 | A | 71,471 | D | |
| Common StockF3 | holding | — | — | — | 5,424,092 | I | See ftn. | |
| Common StockF4 | holding | — | — | — | 2,511,144 | I | See ftn. | |
| Common StockF5 | holding | — | — | — | 7,705,112 | I | See ftn. | |
| Common StockF6 | holding | — | — | — | 304,800 | I | See ftn. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.
- F2Includes 2,480 shares of restricted stock.
- F3Owned by HCNI II LLC. The Reporting Person is a member of HCNI II LLC and is a general partner of its sole manager, Henry Crown and Company (Not incorporated). The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- F4Owned by a partnership, Areljay, L.P., of which the Reporting Person is a beneficiary of a trust which is a partner, and a director, officer and shareholder of a corporation which is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- F5Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- F6Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.