SEC Form 4 · accession 0000913849-15-000025

GENERAL DYNAMICS CORP · GD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James S Crown

Director

Period of report

Jan 30, 2015

Accepted (ET)

Feb 3, 2015 · 4:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000040533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 30, 2015	M	5,410	$73.49	A	70,176	D
Common Stock^F2	holding	—	—		—	5,424,092	I	See ftn.
Common Stock^F3	holding	—	—		—	2,511,144	I	See ftn.
Common Stock^F4	holding	—	—		—	7,705,112	I	See ftn.
Common Stock^F5	holding	—	—		—	304,800	I	See ftn.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$73.49	Jan 30, 2015	M	2,705	D	Mar 3, 2011	Mar 2, 2015	Common Stock	2,705	0	D
Stock Options	$73.49	Jan 30, 2015	M	2,705	D	Mar 3, 2012	Mar 2, 2015	Common Stock	2,705	0	D

Explanation of responses

F1Includes 2,840 shares of restricted stock, all of whch were reported in previous Form 4s.
F2Owned by a partnership, Henry Crown and Company (Not incorporated), of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F3Owned by a partnership, Areljay, L.P., of which the Reporting Person is a beneficiary of a trust which is a partner, and a director, officer and shareholder of a corporation which is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F4Owned by a partnership, The Crown Fund, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F5Owned by a partnership, Crown Fund II, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.