SEC Form 5 · accession 0001173479-19-000001
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur G Altschul Jr.
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 7, 2019 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 11,487 | I | TTEE & Beneficiary | |
| 5.95% Series B Preferred StockF1 | holding | — | — | — | 66,400 | I | TTEE & Beneficiary | |
| Common StockF2 | holding | — | — | — | 9,677 | I | Trustee | |
| 5.95% Series B Preferred StockF2 | holding | — | — | — | 4,000 | I | Trustee | |
| Common StockF3 | holding | — | — | — | 4,908 | I | Trust Beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Director is a trustee and a beneficiary of various trusts.
- F2Director is a trustee of various trusts. He disclaims any beneficial ownership of these shares.
- F3Director is the beneficiary of a trust.