SEC Form 4 · accession 0001173479-17-000004
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur G Altschul Jr.
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 8:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | S | 1,000 | $33.4316 | D | 5,691 | I | Trustee/Beneficiary |
| Common StockF2 | Mar 15, 2017 | S | 2,000 | $33.4316 | D | 6,108 | I | Beneficiary |
| Common StockF3 | Mar 16, 2017 | S | 700 | $33.56 | D | 10,362 | I | Trustee |
| Common StockF1 | holding | — | — | — | 24,510 | I | Trustee/Beneficiary | |
| Common StockF3 | holding | — | — | — | 15,320 | I | Trustee | |
| Common StockF2 | holding | — | — | — | 6,108 | I | Beneficiary | |
| 5.95% Series B PreferredF1 | holding | — | — | — | 66,400 | I | Trustee/Beneficiary | |
| 5.95% Series B PreferredF3 | holding | — | — | — | 4,000 | I | Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Director is a trustee and beneficiary of various trusts.
- F2Director is the beneficiary of a trust.
- F3Director is the trustee of various trusts. He disclaims any beneficial ownership of these shares.