SEC Form 4 · accession 0001173479-16-000019
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur G Altschul Jr.
Director
Period of report
Sep 16, 2016
Accepted (ET)
Sep 20, 2016 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 16, 2016 | S | 1,000 | $32.2988 | D | 6,731 | I | Trustee |
| Common StockF2 | holding | — | — | — | 29,609 | I | Trustee/Beneficiary | |
| Common StockF1 | holding | — | — | — | 20,020 | I | Trustee | |
| Common StockF3 | holding | — | — | — | 10,108 | I | Beneficiary | |
| 5.95% Series B PreferredF2 | holding | — | — | — | 66,400 | I | Trustee/Beneficiary | |
| 5.95% Series B PreferredF1 | holding | — | — | — | 4,000 | I | Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Director is the trustee of various trusts. He disclaims any beneficial ownership of these shares.
- F2Director is a trustee and beneficiary of various trusts.
- F3Director is the beneficiary of a trust.