SEC Form 5 · accession 0000040417-19-000022
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene S Stark
Officer — VP Administration/CCO/PFO
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | Dec 28, 2018 | J | 386 | $30.155 | A | 6,058 | D | |
| Common StockF2,F3 | Dec 31, 2018 | J | 6,321 | — | A | 52,906 | I | By Thrift Plan Trust |
| 5.95% Preferred StockF4 | holding | — | — | — | 11,250 | D | ||
| 5.95% Preferred StockF5 | holding | — | — | — | 3,750 | I | By Spouse | |
| 5.95% Preferred StockF6 | holding | — | — | — | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.
- F3By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
- F4Shares held by the undersigned in an IRA account.
- F5Shares held by the undersigned's spouse in an IRA account.
- F6Shares held in joint tenancy with spouse.