SEC Form 5 · accession 0000040417-19-000021
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Priest
Officer — President & CEO
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 28, 2018 | J | 1,743 | $30.155 | A | 25,126 | I | By Parent |
| Common StockF2 | Dec 28, 2018 | J | 3,983 | $30.155 | A | 57,388 | I | By Power of Attorney |
| Common StockF3,F4 | Dec 31, 2018 | J | 3,593 | — | A | 21,182 | I | By Thrift Plan Trust |
| Common Stock | holding | — | — | — | 81,226 | D | ||
| Common StockF2 | holding | — | — | — | 13,778 | I | By Nonprofit Trust | |
| 5.95% Preferred Stock | holding | — | — | — | 3,200 | D | ||
| 5.95% Preferred StockF2 | holding | — | — | — | 7,739 | I | By Parent | |
| 5.95% Preferred StockF2 | holding | — | — | — | 16,121 | I | By Power of Attorney | |
| 5.95% Preferred StockF2 | holding | — | — | — | 11,300 | I | By Nonprofit Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.
- F3The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.
- F4By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.