SEC Form 5 · accession 0000040417-19-000020
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anang K. Majmudar
Officer — Vice-President
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | J | 154 | $30.155 | A | 2,437 | D | |
| Common StockF2,F3 | Dec 31, 2018 | J | 2,553 | — | A | 11,508 | I | By Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2he securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.
- F3By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.