SEC Form 5 · accession 0000040417-19-000016
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Anthony Grassi
Officer — Vice-President
Period of report
Dec 31, 2018
Accepted (ET)
Feb 8, 2019 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2018 | J | 5,482 | — | A | 42,791 | I | By Thrift Plan Trust |
| 5.95% Preferred StockF3 | holding | — | — | — | 350 | I | By Spouse | |
| 5.95% Preferred StockF4 | holding | — | — | — | 250 | I | By Custodian for Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2018 issued by the Plan Administrator.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
- F3Shares held by the undersigned's spouse in an IRA account.
- F4By Custodial Account for son, Michael Leon Grassi, under the New Jersey Uniform Transfers to Minors Act.