SEC Form 5 · accession 0000040417-19-000008
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer Davidson
Director · Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 7, 2019 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 28, 2018 | J | 86,741 | $30.155 | A | 1,249,288 | D | |
| Common StockF3 | holding | — | — | — | 3,179 | D | ||
| Common StockF4 | holding | — | — | — | 70,370 | I | By Trusts | |
| 5.95% Preferred StockF2 | holding | — | — | — | 93,645 | D | ||
| 5.95% Preferred StockF3 | holding | — | — | — | 1,000 | D | ||
| 5.95% Preferred StockF4 | holding | — | — | — | 93,600 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.
- F3Shares held in an IRA account.
- F4By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.