SEC Form 4 · accession 0000040417-18-000056
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene S Stark
Officer — VP Administration/CCO/PFO
Period of report
Nov 23, 2018
Accepted (ET)
Nov 26, 2018 · 9:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Nov 23, 2018 | P | 500 | $30.69 | A | 5,672 | D | |
| Common StockF3 | holding | — | — | — | 46,585 | I | By Thrift Plan Trust | |
| 5.95% Preferred StockF4 | holding | — | — | — | 11,250 | D | ||
| 5.95% Preferred StockF5 | holding | — | — | — | 3,750 | I | By Spouse | |
| 5.95% Preferred StockF1 | holding | — | — | — | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in joint tenancy with spouse.
- F2Balance reflects 74 shares received in February 2018 as part of a dividend reinvestment.
- F3By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
- F4Shares held by the undersigned in an IRA account.
- F5Shares held by the undersigned's spouse in an IRA account.