SEC Form 4 · accession 0000040417-18-000055
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Priest
Officer — President & CEO
Period of report
Oct 29, 2018
Accepted (ET)
Oct 29, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2018 | P | 1,500 | $33.04 | A | 80,726 | D | |
| Common StockF1 | holding | — | — | — | 23,383 | I | By Parent | |
| Common StockF1 | holding | — | — | — | 53,405 | I | By Power of Attorney | |
| Common StockF1 | holding | — | — | — | 13,778 | I | By Nonprofit Trust | |
| Common StockF2 | holding | — | — | — | 17,589 | I | By Thrift Plan Trust | |
| 5.95% Preferred Stock | holding | — | — | — | 3,200 | D | ||
| 5.95% Preferred StockF1 | holding | — | — | — | 7,739 | I | By Parent | |
| 5.95% Preferred StockF1 | holding | — | — | — | 16,121 | I | By Power of Attorney | |
| 5.95% Preferred StockF1 | holding | — | — | — | 11,300 | I | By Nonprofit Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.