SEC Form 5 · accession 0000040417-18-000006
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Gordan III
Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 30, 2018 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | J | 1,073 | $33.575 | A | 12,739 | D | |
| Common StockF2 | Dec 29, 2017 | J | 336 | $33.575 | A | 3,992 | I | By Spouse |
| 5.95% Preferred Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.