SEC Form 4 · accession 0000040417-17-000105
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Priest
Officer — President & CEO
Period of report
Sep 21, 2017
Accepted (ET)
Oct 2, 2017 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2017 | P | 1,000 | $35.4525 | A | 71,439 | D | |
| Common StockF1 | holding | — | — | — | 12,617 | I | By Nonprofit Trust | |
| Common StockF2 | holding | — | — | — | 14,147 | I | By Thrift Plan Trust | |
| Common StockF1 | holding | — | — | — | 18,883 | I | By Parent | |
| Common StockF1 | holding | — | — | — | 48,905 | I | By Power of Attorney | |
| 5.95% Preferred StockF1 | holding | — | — | — | 7,739 | I | By Parent | |
| 5.95% Preferred StockF1 | holding | — | — | — | 16,121 | I | By Power of Attorney | |
| 5.95% Preferred StockF1 | holding | — | — | — | 11,300 | I | By Nonprofit Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.