SEC Form 4 · accession 0000040417-17-000101
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene S Stark
Officer — VP Administration/CCO/PFO
Period of report
Aug 7, 2017
Accepted (ET)
Aug 7, 2017 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 5.95% Preferred StockF1 | Aug 7, 2017 | P | 750 | $26.35 | A | 9,750 | D | |
| 5.95% Preferred StockF2 | Aug 7, 2017 | P | 250 | $26.35 | A | 3,250 | I | By Spouse |
| 5.95% Preferred StockF3 | holding | — | — | — | 5,000 | D | ||
| Common StockF3 | holding | — | — | — | 4,003 | D | ||
| Common StockF4 | holding | — | — | — | 40,613 | I | By Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the undersigned in an IRA account.
- F2Shares held by the undersigned's spouse in an IRA account.
- F3Shares held in joint tenancy with spouse.
- F4By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.