SEC Form 4 · accession 0000040417-17-000089
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Priest
Officer — President & CEO
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | P | 1,500 | $34.1827 | A | 70,139 | D | |
| Common StockF1 | holding | — | — | — | 12,617 | I | By Nonprofit Trust | |
| Common StockF2 | holding | — | — | — | 14,147 | I | By Thrift Plan Trust | |
| Common StockF1 | holding | — | — | — | 18,883 | I | By Parent | |
| Common StockF1 | holding | — | — | — | 48,905 | I | By Power of Attorney | |
| 5.95% Preferred StockF1 | holding | — | — | — | 7,739 | I | By Parent | |
| 5.95% Preferred StockF1 | holding | — | — | — | 16,121 | I | By Power of Attorney | |
| 5.95% Preferred StockF1 | holding | — | — | — | 11,300 | I | By Nonprofit Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.