SEC Form 4 · accession 0000040417-17-000033
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Anthony Grassi
Officer — Vice-President
Period of report
Feb 15, 2017
Accepted (ET)
Feb 15, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2016 | S | 41 | $33.6001 | D | 0 | I | By Custodian for Nephew |
| Common StockF2 | holding | — | — | — | 32,407 | I | By Thirft Plan Trust | |
| 5.95% Preferred StockF3 | holding | — | — | — | 350 | I | By Spouse | |
| 5.95% Preferred StockF4 | holding | — | — | — | 250 | I | By Custodian for Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By Custodial Account for Nephew, Joseph David Grassi, under the Pennsylvania Uniform Transfers to Minors Act.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
- F3Shares held by the undersigned's spouse in an IRA account.
- F4By Custodial Account for son, Michael Leon Grassi, under the New Jersey Uniform Transfers to Minors Act.