SEC Form 5 · accession 0000040417-17-000008
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anang K. Majmudar
Officer — Vice- President
Period of report
Dec 31, 2016
Accepted (ET)
Feb 2, 2017 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2016 | J | 2,307 | — | A | 6,602 | I | By Thrift Plan Trust |
| Common Stock | Dec 30, 2016 | J | 90 | $31.375 | A | 975 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2016 issued by the Plan Administrator.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in theses shares.
- F3Shares received in payment of dividends.