SEC Form 5 · accession 0000040417-17-000004
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer Davidson
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 2, 2017 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 30, 2016 | J | 94,401 | $31.375 | A | 1,056,044 | D | |
| Common StockF3 | Dec 30, 2016 | J | 260 | $31.375 | A | 2,911 | D | |
| Common StockF4 | holding | — | — | — | 147,589 | I | By Trusts | |
| 5.95% Preferred StockF2 | holding | — | — | — | 93,645 | D | ||
| 5.95% Preferred StockF3 | holding | — | — | — | 1,000 | D | ||
| 5.95% Preferred StockF4 | holding | — | — | — | 93,600 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.
- F3Shares held in an IRA account.
- F4By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.