SEC Form 4 · accession 0000040417-16-000235
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Priest
Officer — President & CEO
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2016 | P | 1,550 | $30.08 | A | 18,883 | I | By Parent |
| Common StockF2 | Nov 14, 2016 | P | 4,500 | $30.08 | A | 48,905 | I | By Power of Attorney |
| 5.95% Preferred StockF2 | Nov 15, 2016 | P | 350 | $25.993 | A | 2,089 | I | By Parent |
| 5.95% Perferred StockF2 | Nov 15, 2016 | P | 1,050 | $25.993 | A | 14,171 | I | By Power of Attorney |
| 5.95% Preferred StockF2,F3 | Nov 14, 2016 | P | 4,300 | $25.9023 | A | 7,300 | I | By Nonprofit Trust |
| Common Stock | holding | — | — | — | 62,585 | D | ||
| Common StockF1 | holding | — | — | — | 10,899 | I | By Thrift Plan Trust | |
| Common StockF2,F3 | holding | — | — | — | 8,170 | I | By Nonprofit Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
- F2Mr. Priest has voting and dispositive power but disclaims any beneficial interest.
- F3Existing shares held prior to Mr. Priest being appointed Treasurer of Innisfree Foundation.