SEC Form 4 · accession 0000040417-16-000234
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Priest
Officer — President & CEO
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 12:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | P | 900 | $29.44 | A | 62,585 | D | |
| Common StockF1 | holding | — | — | — | 10,899 | I | By Thrift Plan Trust | |
| Common StockF2 | holding | — | — | — | 17,333 | I | By Parent | |
| Common StockF2 | holding | — | — | — | 44,405 | I | By Power of Attorney | |
| 5.95% Preferred StockF2 | holding | — | — | — | 1,739 | I | By Parent | |
| 5.95% Preferred StockF2 | holding | — | — | — | 13,121 | I | By Power of Attorney |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
- F2Mr. Priest has voting and dispositive power but disclaims any beneficial interest.