SEC Form 4/A · accession 0000040417-16-000230
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
TRUST FBO ALTSCHUL CHARLES UAD 12 15 72
Director · Other
Period of report
Oct 24, 2016
Accepted (ET)
Oct 27, 2016 · 11:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 24, 2016 | J | 2,000 | $31.902 | D | 3,844 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was reported in error for this account.
- F2The holdings of the account as of reported date of 10/26/2016 were incorrect. The sale of 2,000 sales did not occur for this account. The last sale transaction for this account was on 7/28/2015 for 1,000 shares. The amount of securities beneficially owned as reported on the original form 4 filing after the erroneous sale was 8,108 this amount was incorrect. The account held 3,844 of the Common Stock.
- F3This was not a transaction that occurred in this account, rescinding the reported sale.
Remarks
Please note the original Form 4 filing filed on 10/26/2016 (accession# 000004041716000222) was signed for the appropriate trust ( Trust FBO for Arthur G. Altschul Jr. U/A/D 12/15/72) in which the transaction occurred but the wrong reporting CIK number was used when the filing was reported.