SEC Form 4 · accession 0000040417-16-000202
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene S Stark
Officer — VP Administration/CCO/PFO
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 10:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 5.95% Preferred StockF1 | Sep 6, 2016 | P | 750 | $26.80 | A | 6,750 | D | |
| 5.95% Preferred StockF2 | holding | — | — | — | 2,250 | I | By Spouse | |
| 5.95% Preferred StockF3 | holding | — | — | — | 5,000 | D | ||
| Common StockF4 | holding | — | — | — | 34,951 | I | By Thrift Plan Trust | |
| Common StockF3 | holding | — | — | — | 3,633 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the undersigned in an IRA account.
- F2Shares held by the undersigned's spouse in an IRA account.
- F3Shares held in joint tenancy with spouse.
- F4By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.