SEC Form 4 · accession 0000040417-16-000201
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer Davidson
Director · Other
Period of report
Sep 2, 2016
Accepted (ET)
Sep 6, 2016 · 11:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 5.95% Preferred StockF1 | Sep 2, 2016 | P | 4,951 | $26.85 | A | 82,155 | D | |
| 5.95% Preferred StockF2 | holding | — | — | — | 1,000 | D | ||
| 5.95% Preferred StockF3 | holding | — | — | — | 93,600 | I | By Trusts | |
| Common StockF1 | holding | — | — | — | 961,643 | D | ||
| Common StockF2 | holding | — | — | — | 2,651 | D | ||
| Common StockF3 | holding | — | — | — | 174,408 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Hudson Partnership in which Spencer Davidson is the General Partner.
- F2Shares held in an IRA account.
- F3By various Trusts in which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.