SEC Form 5 · accession 0000040417-16-000139
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Gordan III
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 30, 2015 | J | 381 | $30.81 | A | 10,624 | D | |
| Common StockF3 | Dec 30, 2015 | J | 119 | $30.81 | A | 3,330 | I | By Spouse |
| 5.95% Preferred Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2Includes 3,330 shares held in an IRA account.
- F3Held by my wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.