SEC Form 5 · accession 0000040417-16-000127
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda J Genid
Officer — Assistant Corporate Secretary
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 12:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2015 | J | 2,887 | — | A | 44,674 | I | By Thrift Plan Trust |
| 5.95% Preferred StockF3 | holding | — | — | — | 120 | I | By Custodian for Daughter | |
| 5.95% Preferred Stock | holding | — | — | — | 30 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2015 issued by the Plan Administrator.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
- F3By Custodial Account for daughter, Dina Genid, under the New Jersey Uniform Transfers to Minor Act.