SEC Form 4 · accession 0000040417-15-000037
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene S Stark
Officer — VP Administration/CCO/PFO
Period of report
Mar 10, 2015
Accepted (ET)
Mar 10, 2015 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 5.95% Preferred StockF1 | Mar 10, 2015 | P | 900 | $26.15 | A | 3,000 | D | |
| 5.95% Preferred StockF2 | holding | — | — | — | 1,000 | I | By Spouse | |
| 5.95% Preferred StockF3 | holding | — | — | — | 5,000 | D | ||
| Common StockF4 | holding | — | — | — | 31,992 | I | By Thrift Plan Trust | |
| Common StockF3 | holding | — | — | — | 1,561 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the undersigned in an IRA account.
- F2Shares held by the undersigned's spouse in an IRA account.
- F3Shares held by undersigned in joint tenancy with spouse.
- F4By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.