SEC Form 4/A · accession 0000040417-15-000031
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG
Director · Other
Period of report
Apr 25, 2014
Accepted (ET)
Feb 18, 2015 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 25, 2014 | J | 2,000 | $36.4369 | A | 10,246 | D | |
| 5.95% Preferred Stock | holding | — | — | — | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reversal of sales transaction reported for the wrong Trust account. The sale went against Trust FBO Emily H. Altschul UW Helen G. Altschul, it should have been reported under Trust FBO Emily H. Altschul UAD 12/15/72.
- F2Shares added back to trust account balance to reverse the incorrect reporting of sales transaction on this account.
- F3Price stated is price of original sale.
Remarks
Following sales transaction were made on 5/19/2014 & 5/20/2014 for 788 shares and 212 shares respectively. The ending balance of shares on 5/20/2014 should be 9,426.