SEC Form 5 · accession 0000040417-15-000011
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene S Stark
Officer — VP Administration/CCO/PFO
Period of report
Dec 31, 2014
Accepted (ET)
Jan 22, 2015 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | J | 4,505 | — | A | 31,992 | I | By Thrift Plan Trust |
| Common StockF3 | Dec 30, 2014 | J | 142 | $35.21 | A | 1,561 | D | |
| 5.95% Preferred StockF5 | holding | — | — | — | 1,000 | I | By Spouse | |
| 5.95% Preferred StockF6 | holding | — | — | — | 2,100 | D | ||
| 5.95% Preferred StockF3 | holding | — | — | — | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein were acquired on a periodic basis in the open market at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12/31/2014 issued by the Plan Administrator.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
- F3Shares held by undersigned in joint tenancy with spouse.
- F4Shares received in payment of dividends.
- F5Shares held by the undersigned's spouse in an IRA account.
- F6Shares held by the undersigned in an IRA account.