SEC Form 5 · accession 0000040417-15-000006
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sally A Lynch
Officer — Vice-President
Period of report
Dec 31, 2014
Accepted (ET)
Jan 16, 2015 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | J | 5,571 | — | A | 43,913 | I | By Thrift Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein were acquired on a periodic basis in the open market at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12/31/2014 issued by the Plan Administrator.
- F2By Issuer's Employees' THrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.